70cm ATV History and case for modified future HSMM use - Notes and Misc.

{draft}

{2014 edit}

I am starting to separate the non 70cm specific areas of this document.  They will be moved to:

http://www.qsl.net/kb9mwr/wapr/tcpip/amprnet.html


How Rules Change

First, here is a recent example of how the rules change as we do, from March 2011:

http://www.arrl.org/news/arrl-files-em-petition-em-em-request-for-temporary-waiver-em-with-fcc-regarding-vhf-voice-and-data-e

http://www.arrl.org/news/fcc-seeking-comments-on-arrl-petition-regarding-tdma

http://www.arrl.org/news/fcc-seeks-to-change-amateur-radio-licensing-rules-allow-additional-emission-types

The petition asks the FCC to allow those amateurs who are presently using a Motorola narrowband (12.5 kHz) digital land mobile system -- commercially marketed as MotoTRBO -- to be used legally. Because of some restrictions in the Part 97 rules, the TDMA repeaters (which are multiple-time-slot devices) are legal, but the mobiles and portables are not because the emissions used ….

The KA9FLX repeater in Chicago, IL was the first Mototrbo Amateur Radio Repeater. It was put on the air in 2008. At the time of this petition, there are more that a dozen Mototro repeaters in service on amateur frequencies.  Since then, over 90 repeaters have been reported as up and running.

It appears that some overly concerned fellow Amateurs on the radioreference forums brought the this emission rule technicality to the forefront.

In early 2011 the issue was raised as to the legality of DMR/MOTOTRBO for use under FCC Part 97 . Motorola had classified MOTOTRBO as emission types 7K60FXD (data only mode) and 7K60FXE (data and voice mode) . A careful reading of Part 97.305 led many to conclude that these emission types are not allowed in the Amateur Radio Service

The ARRL petitioned the FCC to revise the rules to clarify the situation and allow DMR on the ham bands . In March 2011, the FCC opened RM-11625 and asked for public comments. While over a year later the FCC has not taken action . Motorola filed with the FCC to add new emissions designators to the MOTOTRBO equipment. The modes of interest to amateur radio are 7K60F7W for the repeater stations and 7K60FIW for the user radios. These emission types are specifically allowed in Part 97 .

Since there have been no public enforcement actions on the part of the FCC, we have to conclude that they don' t see a problem.

June 9th, 2014 the FCC officially approved the use of TDMA, the modulation type used by Digital Mobile Radio (DMR), for ham radio use.

 

Open source advocate, Bruce Perens, K6BP who has been promoting the Codec 2 project, filed comments in December 2012, in reply to the TDMA debacle.  

To quote from his filing:

We urge FCC instead to apply a framework that recognizes the reality of communication today: one based solely on emitted bandwidth, rather than increasingly-blurry, and unnecessarily restrictive, definitions of emission “type.”

In a subsequent filing, Bruce furthers; "Rules Incorporating Modulation Designator Letters Which Specify the Payload or Mode are Obsolete".  And "Digital Communication Breaks FCC’s Amateur Band-Planning.." 

I am more concerned by underutilized spectrum, and red flags that people throw that deter experimentation in the hobby.

That said I have a few extra picture frames and would be fine framing my first "pink slip" over silly outdated rules in the name of experimentation.  As long as your “intent” is pure in amateur spirit, in my eyes this is the only major regulatory requirement you should concern yourself with initially.

I firmly believe that the rules will change as we do. The Part 97 Amateur Radio Service rules should not be inflexible with respect to the encouragement of new digital technologies which improve spectrum efficiency.

Note: The ARRL membership is fairly conservative.  The last time they proposed regulation by bandwidth (2005), their membership made them withdraw the request for rule-making.


"Wouldn’t the petition make a little more sense if we were already maxed out on the current rules? When you look at what’s possible today with modulation modes like 8-PSK and 16-QAM, using LDPC or other modern error correction methods, it seems to me we should be focusing on that first and getting people to actually use what’s there already."

This is a good point, however it's an ideal situation, where everyone is an experimenter and less of an appliance operator.  The idea in pushing for rules changes in relation to data without a pressing usage case is; future commercial/import products might be able to be adapted to ham use, like we have done with 802.11 for the microwave bands.  And secondly in the rare case of that talented experimenter/designer I'd like the rules already in his favor so he doesn't get a bunch of flack from the community for any grey area rules (we are horrible with this).  Remember STAs are only good for 6 months, which seems to pose a bit of a bureaucratic processes.  Never-never poo-poo those who are doing something!

 


70 cm ATV History

Before the advent of digital transmission modes, several analog schemes were developed to transmit images or image-like information on the Amateur Radio bands.

In March 1949 Bob Melvin, W6VSV conducted possibly the first Amateur Television transmission in the San Fransiciso Bay area on 423 MHz.

In January 1974, the first 70 cm Amateur Television repeater, WR4AAG was allowed in the Washington DC area, by way of a FCC- STA to wave section 97.61(c). In March 1976, the FCC issued a public notice to waive section 97.61(c) for the period of one year to permit fast-scan ATV stations outside of the repeater sub-bands.

It appears that fast-scan ATV has been formally permitted on 70 cm since February 1959. (1)

Postwar Amateur Television

The repaid development and expansion of color TV receivers freed up lots of older black and white sets in the back rooms of TV service shops across the country and helped fuel the first boom in Amateur Television (ATV) activity on the part of Amateur Radio operators. Though the 1960s, most operation was done using monochrome equipment. Operation was confined to UHF frequencies and above (beginning what what is now the 420-450 MHz, 70 cm band), which meant that virtually all activity was local in nature and severely impacted by adverse terrain. (2)

While the short-term outlook for conventional ATV is bright, the long-term situation is quite different. Put bluntly, ATV operations based on NTSC (or PAL) broadcast standards have no real viability much past the end of the current decade! This may seem like a harsh assessment, but it is really a call to look seriously at what trends are viable in terms of future development and growth. Let’s start with the basis for the assessment itself and then look at where we should be going. The assessment is based on two issues:
- Equipment availability
- Spectrum management
(3)

Future Directions

Given the technological changes in broadcast television, there are only three possible trajectories for future development and they are far from being equal;
1. Do nothing and stay with the NTSC standard.
2. Adopt a broadcast DTV standard.
3. Develop Amateur Digital Standards.

Amateur radio is a communications, not an entertainment service. Given the changes sweeping the TV broadcast industry, this may well be an opportune time to break from broadcast standards with respect to ATV and craft a television option better suited to the needs and objectives of the Amateur Radio service. Properly conceived, such an effort can eliminate dependence on expensive DTV equipment, address the issue of responsible spectrum usage, and bring ATV closer to the amateur mainstream in terms of equipment requirements. If we suspend parochial perspectives and make the assumption that a full-motion television standard has a place in Amateur Radio, it is clear that the third option listed above has a great deal of potential. (4)

The subject of Digital Amateur Television made Stan, WA1LOU’s ARRL Surfin’ column a couple times in 2008.  As well as CQ-VHF magazine in 2004.

Despite this, there is still a surprisingly small amount of current D-ATV activities in the United States. (5)   Most DATV is in Europe, despite high costs. 

It has been said that Image communications were never intended to be a mode independent of phone.

With that said, I tend to agree with option three above.  

At the September 2012 DCC in Atlanta, GA, David Bern, W2LNX presented a paper titled "Experimenting with High Speed Wireless Networking in the 420 MHz Band."

His paper reports on testing two different manufactures of 802.11 mini-PCI cards capable of operation in the 70 cm ATV sub-band using 5 MHz bandwith.

Test applications were a Webcam video streaming program and a file download server program that ran on inexpensive netbook computers.

The test documented in his paper prove a sustainable data rate of  1 Mbit/s over 10 miles.


Packet / RTTY Data Rate History

I find it ironic that you can have a 6 MHz wide image transmission on the 70 cm band.  Yet at the same time there is a 56 kilobaud speed / 100 Khz bandwidth data rule for 70cm.  And for image communications, that 6 MHz (Fast Scan ATV)  is just simple implied, under the umbrella of 97.307 (a), titled "Emission Standards," which reads "No amateur station shall occupy more bandwidth than necessary for the information rate and emission type being transmitted, in accordance with good amateur practice."  Yet a hard defined limit exists for data:

97.307(f)(6) States; “A RTTY, data or multiplexed emission using a specified digital code listed in 97.309(a) of this Part may be transmitted. The symbol rate must not exceed 56 kilobauds. A RTTY, data multiplexed emission using an unspecified digital code under the limitations listed in 97.309(b) of this Part may also be transmitted. The authorized bandwidth is 100 Khz.”

Section 97.307(f) of the FCC Rules limits the digital data emissions of amateur stations operating to maximum symbol rates.  In a digital system the symbol rate is the number of times per second that a change of state occurs. It should not be confused with data rate (also called bit rate) although in a binary system the values will be the same. The symbol rate limits date back to the Third Report and Order in FCC Docket 20777 and became effective on March 17, 1980, when amateurs in the United States were authorized to use ASCII. 

Please note that with Spread Spectrum modulation like OFDM, these limits if even applicable would pertain to individual carriers not the cumulative sum.  See: http://www.arrl.org/arrlletter?issue=2007-04-27

"In fact, 3 kHz bandwidth would have been a new limitation, because the present baud rate limit applies to individual carriers," he said. "Therefore, for emissions such as OFDM [orthogonal frequency-division multiplexing], which use multiple carriers, there is no effective bandwidth limit in the HF bands now." Sumner notes that under current rules, a single OFDM signal could conceivably -- and legally -- occupy an entire HF band."  (much like image emissions)

It appears that the 56 kilobaud speed / 100 Khz bandwidth data rule for 70cm came into existence in the early 1980's when the FCC revised the rules to allow experimental digital codes and adopted ASCII as a standard. (6)

DVB-S used by some amateurs for Digital ATV has a signaling data rate that well exceeds this antiquated rule.  But that is classified as an image emission, which is exempted from the data emission rules.  Spread spectrum emissions are also exempted from the data emission rule.  While 802.11b uses direct sequence spread spectrum (exempt from the data rule), 802.11g uses OFDM, which is not classified as spread spectrum.


ATV Repeater Tally

ATV activity on the 70 cm band hasn't exactly been growing.  The following is graph of 70 cm ATV Repeaters (inputs, outputs or both on 70cm).  Data was taken from ARRL Repeater Directories for the years show.  It's hard to justify, of 20 MHz of space for exclusively for this mode.  I feel the gates should be opened to allow other possible co-existable wider band uses.



OFDM Can Be Classified as an Image Emission

John Stevensen, KD6OZH* in 2005 began development of a HSMM Orthogonal Frequency Division Multiplexing (OFDM) Modem that will allow Radio Amateurs to have all –mode voice, text, data, and video (i.e., multimedia) high-speed digital communications on the VHF, UHF and SHF bands. Alpha testing of the OFDM modem was done in Texas using an ATV channel in the 70cm band operating in a digital “image mode” coined Amateur Digital Video (ADV).  He originally stared with some experiments with a STA on 6 meters.  He moved to 70 cm calling it ADV (Amateur Digital Video), to get around the 100 KHz 56 kilobaud speed speed rule for 70cm he added the image component to his project, so that is could be classified as image transmission instead of data.

In a January 2005 report to the ARRL board of directors, the HSMM Technology Task Force submitted the following concept as basis for such a 70 cm OFDM modem capable of Amateur Digital Video.

The 70 cm band is ideal for HSMM and, using the following interpretation of FCC regulations, we should be able to use OFDM modems with an occupied bandwidth up to 9 MHz (at least) on the 70 cm band. HSMM would be classified as an image emission type. This interpretation also allows 6 kHz (or more) bandwidth OFDM modems on the MF and HF amateur bands.

In 47 CFR 97.315 the emission type "image" is defined as including "emissions having B as the first symbol; 7, 8 or 9 as the second symbol; W as the third symbol".

In 47 CFR 2.201 (c) (2) a first symbol of B defines the type of modulation of the main carrier as an "emission in which the main carrier is amplitude-modulated (including cases where sub-carriers are angle-modulated) with independent sidebands". The OFDM modem fits this description as it has a central carrier with multiple subcarriers in the upper and lower sidebands that are angle (phase) modulated. In 47 CFR 2.201 (d) (5) a second symbol of 7 indicates that the nature of the signals modulating the main carrier are "two or more channels containing quantitized or digital information". 47 CFR 2.201 (d)(2) and (3) indicate that time-division multiplex is excluded for a single channel so the time division multiplex inherent in HSMM communications creates two or more channels. In 47 CFR 2.201 (e) (8) a third symbol of W indicates that the type of information to be transmitted is "a combination of the above" and that includes (4) "facsimile", (5) "data transmission, telemetry and telecommand", (6) "telephony" and (7) "television". HSMM fits this definition as it includes data, speech and image components.

In 47 CFR 97.305 "a station may transmit the following emission types on the frequencies indicated, as authorized to the control operator, subject to the standards specified in 97.307(f) of this part". The following table includes the "image" type for all bands and references 47 CFR 97.307 (f) (2) for the 160 m through 1.25 m bands but does not reference it for the 70 cm through 1 mm bands.

This is the only restriction on the image emission type and states that "the total bandwidth of an independent sideband emission (having B as the first symbol), or a multiplexed image and phone emission, shall not exceed that of a communications quality A3E emission". I can't find a definition for "communications quality" but it seems to be taken as 3 kHz on the MF and HF bands.

Thus OFDM modems using 6 kHz or less should be authorized on 225 MHz and below and OFDM modems with no bandwidth restriction on 420 MHz and above. If the emission must fit within the bandwidth used by existing analog image communication devices, that bandwidth would be 9 MHz for DSM AM ATV with a 4.5 MHz sound subcarrier.

[From http://www.ntms.org/802.11/ARRL Board of Directors 2005.doc ]

* John Stevensen, KD6OZH past away in July 2014, some of his work is available on TAPR's GitHub.


My Recommendations

As long as there is a list of permitted emission designators, regulations remain brittle and prone to rapid obsolescence (and holding everything back).   Allow any emission that fits within the band.   Hams are responsible enough to share the bands on their own, without the authorities intervening.  The should be no special preferences for one mode over another.  There is no excuse not to regulate by bandwidth instead of symbol rates for above 30 MHz.  In John Stephensen's last FCC comments he recommended; "200 KHz for 29-225 MHz and no bandwidth limits for 420 MHz and up."

I feel that a better option for the future of Amateur Television is to look towards a high-speed multi-media based solution that will allow Amateurs the flexibility to send images as well as audio and data.  The price of such technologies is far less expressive than standard DTV equipment.

To help fellow amateurs work towards something of this nature, I tend to think the 56 kb / 100 khz rule should be done away with for 70 cm.  Just one band higher, these data bandwidth/data rates are non-existent.  In its current form it also prohibits most modern forms of Digital Amateur Television on 70cm.

I'd really like to see some sort of thought at a national level put into revamping some of the band plans and setting bandwidth limits per band that apply to all modes.  I am for eliminating all language that provides preferential treatment for specific modes. Let developed technology and the market place determine which modes are the most prevalent.  Honestly I thought there would have been some formal discussion on this already.  The US has some of the most restrictive and convoluted rules for amateur radio.  Its no wonder there is more innovation in amateur radio overseas.

I'd like to see some encouragement at a national level (TAPR or the ARRL) to document a bi-directional amplifier in one of the various amateur magazines. Since there are more non-overlapping channels on the 5 GHz and 900 MHz band I would encourage it to be for either of those bands, or 3 GHz.

It's also feasible to imagine that future D-Star radios could incorporate the high-speed digital data mode (128 kbps - that is presently only available on 1.2 GHz due to the present regulations) on the 70cm band.

In 2011 a company based in Singapore, called Doodle Labs offers the industries first OFDM broadband Atheros based radio transceivers for the Amateur Radio Bands capable of 5 MHz channel widths in the 420-450 MHz, 70 cm band.  In 2012 a second company based out of Canada, called Xagyl Communications also makes available a Atheros based radio capable of operation on the 70cm band.

At Dayton 2012, a new company North-West Digital Radio presented a prototype of just that.  The Universal Digital Radio (aka UDR56K) is a high speed 70cm data radio.

Sadly, thus far I have seen little efforts in this area.  I feel that relaxing the rules a bit will help encourage experimentation and development to foster new uses for the lower portion of the 70cm band, thusly helping protect the spectrum.  

While I feel there are enough loopholes, I'm well aware that some FCC rules petitions have been in the process for years.  I think if several of us were to apply for STA's, this might help expedite this, or at least help build the case for rule modification.

If you agree with the logic that I have stated here, I encourage you to be proactive and drop a line to your section manager or other division director on the subject.  Or if you plan to participate with active experimentation, reportedly Dan Henderson, N1ND at ARRL headquarters can provide anyone with the necessary information to develop and file STA application with the FCC.  Bear in mind that special temporary authorization bears a $60 filing fee, and are only good for 6 months.

Thanks,

Steve, KB9MWR


Symbol Rate Petition Activity[Update Oct 2013]

In the September 2013 issue of QST "It Seems to Us" by K1ZZ concerns Symbol Rates.  It states that at the July 2013 meeting the ARRL Board of Directors acted to address a portion of the FCC rules that advanced in digital communications have rendered obsolete. It give a bit of a back ground, and explains that this rule was enacted in March 1980 when Amateurs were authorized to use ASCII.

The same year a petition started in November.  And by December the ARRL’s “Symbol Rate” Petition Nears Top of FCC’s “Most Active Proceedings” list.

It wasn’t until the summer of 2016 that the FCC Proposes Rule Changes in Response to ARRL’s “Symbol Rate” Petition, and sought comment.

And then disaster struck in 2017 and the FCC Grants Temporary Waiver to Permit Higher Symbol Rate Data Transmissions to aide in the Hurricane relief efforts in Puerto Rico.

The proposal to modernize the rules for data transmissions calls for the baud rate limits will be removed, and will governed by just the maximum bandwidth portion of the existing rules.  The present rule for the 70 centimeter band is 56 kilobauds/100 kHz.  When the FCC finally acts on the proposal we'd have just a 100 kHz wide limit.  With present technology, using 4FSK or QPSK Modulation is should be possible to achieve near 170kbps in that 100 kHz.  The petition does fall short of addressing bandwidth for image (6 MHz) verses data emissions (100 kHz), which is very disappointing.   

End the end of December the League’s petition toped the FCC’s “Most Active Proceedings” list. As of the December 23 comment deadline, more than 850 comments had been filed, which is a large number indicating that the issue of data communications is an important one in the Amateur Radio Service.  The majority of the filed comments are supportive of the proposals in the Petition.

(July 2016) http://transition.fcc.gov/Daily_Releases/Daily_Business/2016/db0728/FCC-16-96A1.pdf

From the conclusion of the rule making proposal (7/28/16):

In summary, we believe that the public interest may be served by revising the amateur service rules to eliminate the current baud rate limitations for data emissions consistent with ARRL’s Petition to allow amateur service licensees to use modern digital emissions, thereby furthering the purposes of the amateur service and enhancing the usefulness of the service. We do not, however, propose a bandwidth limitation for data emissions in the MF and HF bands to replace the baud rate limitations, because the rules’ current approach for limiting bandwidth use by amateur stations using one of the specified digital codes to encode the signal being transmitted appears sufficient to ensure that general access to the band by licensees in the amateur service does not become unduly impaired.

In short, not much. They agree that a hard baud limit is not good, but the bandwidth limit proposed by ARRL isn't any better, so FCC denied the request.

May 2017 The FCC rewrites/ modernizes the rules for Part 95 (personal radio services)

In August 2018 the FCC again Grants Temporary Waiver for Hurricane Lane Relief Efforts to permit higher symbol rates

--

Interesting to note:  Over 40 years ago the FCC considered these regulations were in need of a major overhaul and in 1976 introduced the “Regulation by Bandwidth” Docket 20777. The FCC eventually abandoned the modernization attempt after a a long campaign against it waged by the ARRL.

There was a desire by some radio amateurs in the late 1970’s to restrict the bandwidth of digital data transmissions but any form of “Regulation by Bandwidth” was considered anathema. This resulted in the introduction in 1980 of a Symbol Rate restriction on digital transmissions (avoiding the dreaded words “Bandwidth Restriction”). This has crippled amateur radio data communications ever since, preventing amateurs using modern modes.


References:

(1) What Bands Available? (Happenings) - Page 67 March 1959 QST

(2) 1.8 Image Communications Handbook

(3) 10.5 Image Communications Handbook

(4) 10.6 Image Communications Handbook

(5) http://www.arrl.org/news/surfin-more-going-atv-digitally and http://www.atco.tv/DVBSDetails.aspx   http://groups.yahoo.com/group/DigitalATV/

(6) Experimental Digital Codes Now Permitted Above 50 MHz (Happenings) -  November QST 1982- Page 56 and FCC Releases Official Wording of New ASCII Rules (Happenings) - QST April 1980, Page 74

Related:

http://kb9mwr.blogspot.com/2012/06/frequency-coordination.html 

http://www.arrl.org/news/arrl-executive-committee-okays-filing-symbol-rate-rule-modernization-petition  10/15/13

http://kb9mwr.blogspot.com/2016/12/experimenter-license.html

Technology and the Future of Amateur Radio - Doug Smith, KF6DX QEX, Nov-Dec 1993